We provide tailored compliance manuals, policies and procedures and update your existing documents to reflect any changes in applicable laws, regulations or industry best practice.
Below are some of the policies that we can help you with:
- Compliance Manual
- Client Acceptance Policy and Procedures
- Anti-Money Laundering and KYC Policy & Procedures
- Politically Exposed Person Policy
- Risk Management Procedures
- Compliance Monitoring Programmes
- Risk Based Monitoring Programmes
- Code of Conduct & Ethics
- Anti-Bribery & Corruption Policy
- Business Continuity Plans
- Internal Control Manuals
- Whistle Blower Policy
- Complaints Handling Policy
- Conflict of Interest Manual